US Securities and Exchange Commission Testimony – Investor Advisory Committee Meeting

Panel Discussion: AI Regulation – Embracing the Future

 

The rapid advancements in AI technologies have brought about significant benefits and challenges for companies, investment managers and other market participants. As AI becomes increasingly integrated into various sectors, it is crucial to address key issues related to disclosures, and other important aspects of AI such as data controls, bias, and education to ensure ethical and responsible AI practices within the existing regulatory framework and within any new guidance or rules. This panel aims to discuss and provide insights on how the SEC may promote the advancement of AI by helping practitioners navigate these critical aspects.

 

Moderated by:

  • James Andrus, Vice President, Sustainability Global Markets, Franklin Templeton; Chair of the Investor Advisory Committee Investor as Owner Subcommittee

Panelists:

  • Brian T. Croteau, CPA, US Chief Auditor and Auditing Services Leader, PricewaterhouseCoopers, LLP, Presentation

  • David Danks, Professor of Data Science & Philosophy, University of California, San Diego

  • Diane Janvrin, Professor of Accounting, Iowa State University

  • Richard F. Kerr, Partner, K&L Gates, LLP, Article, Presentation

  • Andrew Kou, Chief Technology Officer, OWL ESG, Inc., Presentation

  • Di Rifai, Founder & Chair, Creating Future Us, Presentation